Your Team
Richard Allain
Head of Compliance
Richard has over 20 years’ experience in the finance industry, predominantly in the Funds arena.
He has an undergraduate degree in management and a Masters Degree in Psychological Research methods as well as a Graduate Diploma in law.
For the last seven years he has specialised in compliance and has held Key Person positions for a number of JFSC registered persons.
He also holds the Advanced Certificate and Diploma in Fund Administration and the ICA Diploma in Governance, Risk and Compliance.