Richard Allain
  • Richard Allain

  • Head of Compliance

Richard has over 20 years’ experience in the finance industry, predominantly in the Funds arena.

He has an undergraduate degree in management and a Masters Degree in Psychological Research methods as well as a Graduate Diploma in law.

For the last seven years he has specialised in compliance and has held Key Person positions for a number of JFSC registered persons.

He also holds the Advanced Certificate and Diploma in Fund Administration and the ICA Diploma in Governance, Risk and Compliance.

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TEAM Asset Management is a trading name of Theta Enhanced Asset Management Limited which is regulated by the Jersey Financial Services Commission.